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Buckley, Dsouza, and Tan: Mitigating Proximal Junctional Kyphosis and Failure: The Role of Tethering in a Multifactorial Problem – A Commentary on “Efficacy of Proximal Junctional Tethering in Spinal Fusion Surgery for Preventing Proximal Junctional Kyphosis and Proximal Junctional Failure: A Meta-analysis”
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Proximal junctional kyphosis (PJK) and proximal junctional failure (PJF) have challenged spinal deformity surgery since the advent of instrumented fusion techniques, with some of the earliest descriptions reported in patients with Scheuermann’s kyphosis [1]. Attempts to mitigate PJK and PJF through proximal junctional tethering are relatively new; the first retrospective cohort study was published by Ogawa et al. [2] in 2008. Over time, it has become clear that PJK and PJF are multifactorial processes requiring attention before, during, and after surgery [3,4].
With a reported 2-year PJF incidence of 2%–18% [5], no single intervention is sufficient to eliminate the problem. Patient bone quality, dissection technique, degree of correction, construct rigidity, and postoperative rehabilitation all contribute to risk. As such, multiple strategies are being investigated, among which proximal junctional tethering has gained increasing interest. As highlighted by the authors of this study [6] and other reviews, tethering techniques vary widely: from cross-links several levels below the upper instrumented vertebra (UIV) to extensions above, and by material (polyethylene, mersilene, cadaveric semitendinosus) as well as method of proximal attachment [7]. From a cross-link several levels below the UIV to 2 levels above, tethering techniques span a variety of proximal junctional levels. The types of material (e.g., polyethylene, mersilene, cadaveric semitendinosus) and proximal attachment techniques (e.g., sublaminar, notched spinous process) are also varied.
The decreased odds of PJK and PJF observed in this study mirror the findings of Texakalidis et al. [8], who demonstrated reduced rates of these complications in 1,333 adult spinal deformity patients across 8 comparative studies with 17–31 months of follow-up. These reNeurospine sults support the ongoing exploration of tethering as part of a broader strategy. Nevertheless, the optimal approach remains undefined. While proximal junctional tethering appears promising, further prospective and stratified analyses are needed to clarify its role across different construct sizes and patient populations.
Ultimately, PJK and PJF are complex, multifactorial problems. A durable solution will likely require a comprehensive strategy that integrates careful patient selection, preservation of soft tissues during dissection, appropriate degrees of correction, thoughtful construct design, optimization of bone health, meticulous surgical technique, and attentive postoperative rehabilitation.

NOTES

Conflict of Interest

Dr. Tan is a consultant for Medtronic and ATEC. The other authors have no conflict of interest to disclose.

REFERENCES

1. Reinhardt P, Bassett GS. Short segmental kyphosis following fusion for Scheuermann’s disease. J Spinal Disord 1990;3:162-8.
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2. Ogawa H, Hori H, Oshita H, et al. Sublaminar wiring stabilization to prevent adjacent segment degeneration after lumbar spinal fusion. Arch Orthop Trauma Surg 2009;129:873-8.
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3. Kim JS, Phan K, Cheung ZB, et al. Surgical, radiographic, and patient-related risk factors for proximal junctional kyphosis: a meta-analysis. Global Spine J 2019;9:32-40.
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4. Dubousset J, Diebo BG. Proximal junctional kyphosis in modern spine surgery: why is it so common? Spine Surg Relat Res 2023;7:120-8.
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5. Yagi M, Yamanouchi K, Fujita N, et al. Proximal junctional failure in adult spinal deformity surgery: an in-depth review. Neurospine 2023;20:876-89.
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6. Hsu YC, Lee HT, Su YF, et al. Efficacy of proximal junctional tethering in spinal fusion surgery for preventing proximal junctional kyphosis and proximal junctional failure: a metaanalysis. Neurospine 2025;22:663-77.
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7. Sursal T, Kim HJ, Sardi JP, et al. Use of tethers for proximal junctional kyphosis prophylaxis in adult spinal deformity surgery: a review of current clinical evidence. Int J Spine Surg 2023;17(S2):S26-37.
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8. Texakalidis P, Matsoukas S, Krushelnytskyy M, et al. Posterior ligamentous augmentation is associated with reduced rates of proximal junctional kyphosis and failure in adult spinal deformity surgery: a systematic review and meta-analysis of 1333 patients. Spine (Phila Pa 1976) 2025;50:932-9.
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